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Risk for Marketing Compliance

Writer's picture: Mamal AminiMamal Amini

⚠️ Risk appetite is extremely subjective. There is a lot of nuance to the way you interpret rules and apply them accordingly.


📟 When delegating it becomes tough to communicate risk appetite.


📚Say you want to review marketing material #sec, you may give a book of disclosures, past reviews, policies and procedures, yet it still remains sub-optimal.


🤝 What if an assistant that’s next to you learns from all these sources, while being fully versed in the regulations, along with the way you interpret rules, the way you understand risk appetite.


🤖 That’s an AI assistant my colleagues and I have built, if you review marketing material and interested in using AI, text me “beta” :)



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